DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• F•••••••• M••••••••• G••••• L••
NEW RICHMOND, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• F•••••••• M••••••••• G••••• L•• | State registered | Apr 11, 2011 | n/a | yes | NEW RICHMOND, WI | Current employment |
| P••••••• I••••••••• A•••••••• L•• | Former SEC adviser | Dec 10, 2003 | Sep 3, 2004 | no | ASHBURN, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• I••••••••• A•••••••• L•• | T•• F•••••••• M••••••••• G••••• L•• | Sep 3, 2004 | Apr 11, 2011 | 2,411 | Firm change after gap | Other |
| T•• F•••••••• M••••••••• G••••• L•• | P••••••• I••••••••• A•••••••• L•• | Dec 10, 2003 | Dec 10, 2003 |
| T•• F•••••••• M••••••••• G••••• L•• | State registered | Jun 16, 2003 | Dec 10, 2003 | no | WASHINGTON, DC | Previous registration |
| M••••• S•••••• D• I••• | n/a | Feb 1, 2000 | Jun 12, 2003 | no | WASHINGTON, DC | Previous registration |
| 0 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | T•• F•••••••• M••••••••• G••••• L•• | Jun 12, 2003 | Jun 16, 2003 | 4 | Firm change | Other |