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Advisor at CENTAURUS FINANCIAL, INC.
SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Nov 7, 2012 | n/a | yes | SAN JOSE, CA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Nov 7, 2007 | Nov 8, 2010 | no | FOSTER CITY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CENTAURUS FINANCIAL, INC. | Nov 8, 2010 | Nov 7, 2012 | 730 | Firm change after gap | Other |