DFX Intelligence

G••••• Y•••• F•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

G••••• Y•••• F•••••••• A•••••••• I•••

CRD 174275

SOUTH BEND, IN

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Search this name across graphsid dfx:ria:3c3727e9-2e29-8e44-3797-61ddfc592cb6

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2026 to Sep 10, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 174275
Filings on the tape: 1
First filed: Sep 10, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• S•••• A••••••	n/a	SOUTH BEND, IN	11	42	1	no
M•••••• R••• A••••••	Certified Financial Planner	SOUTH BEND, IN	7	17

Relationships

Registered with (2)

← M•••••• R••• A••••••Advisorregistration: current employment
Feb 25, 2019 to presentfactForm ADV
← K•••• S•••• A••••••Advisorregistration: current employment
Jan 8, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c3727e9-2e29-8e44-3797-61ddfc592cb6
First observed: Sep 10, 2026
Last observed: Sep 10, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.