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Advisor at OSAIC WEALTH, INC.
LEAGUE CITY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 26, 2024 | n/a | yes | LEAGUE CITY, TX|LEAGUE CITY, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 11, 2018 | Feb 9, 2024 | no | LEAGUE CITY, TX|CYPRESS, TX|LEAGUE CITY, TX | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Nov 23, 2018 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 9, 2006 | Jul 13, 2018 | no | HOUSTON, TX|WEBSTER, TX|HOUSTON, TX|FRIENDSWOOD, TX|FRIENDSWOOD, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Feb 9, 2024 | Jan 26, 2024 | -14 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | LPL FINANCIAL LLC | Nov 23, 2018 | Dec 11, 2018 | 18 | Firm change | Ibd to RIA |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288590:6413:MA:2018-11-15 | Nov 23, 2018 | Dec 11, 2018 | BOSTON, MA | Firm change |