DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 16, 2022 | n/a | yes | NAPLES, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 13, 2015 | Feb 22, 2022 | no | Naples, FL|SEBRING, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 14, 2009 | Jan 13, 2015 | no | NAPLES, FL|NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Feb 22, 2022 | Feb 16, 2022 | -6 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jan 13, 2015 | Jan 13, 2015 | 0 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2022-02-22 | Feb 22, 2022 | Feb 16, 2022 | SEBRING, FL | Firm change |