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J••• P•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••• P•••••• R••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

San Diego, CA | Carlsbad, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c4bbab7-0370-82d8-41e0-d8663df8e399

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 18, 2021	n/a	yes	San Diego, CA\|Carlsbad, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	Apr 17, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C••••••• I•••	L•• F•••••••• L••	May 17, 2021	Nov 29, 2017	-1,265	Firm change after gap	RIA to RIA
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 17, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281597:6413:CA:2021-05-13	May 17, 2021	Nov 29, 2017	IRVINE, CA	Firm change after gap
6413:134139:CA:2018-04-11	Apr 17, 2018	Mar 18, 2021	SAN DIEGO, CA	Firm change after gap
29604:281597:CA:2017-11-29	Nov 29, 2017	Oct 27, 2017	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 18, 2021 to presentfactForm ADV
→ T•••••• C••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2017 to May 17, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Apr 17, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c4bbab7-0370-82d8-41e0-d8663df8e399
First observed: May 4, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.