DFX Intelligence

H••••• M••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

H••••• M••• R••••

Advisor at P••••••• P••• C•••••• M••••••••• L••

ARLINGTON HTS, IL

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Search this name across graphsid dfx:ria:3c615ccb-3d2d-8b5b-b85e-c4850a660c42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• P••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 25derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• P••• C•••••• M••••••••• L••	State registered	Apr 12, 2001	n/a	yes	ARLINGTON HTS, IL	Current employment
H••• B••••• • C•	Former SEC adviser	Mar 21, 2000	Jan 3, 2019	no	NORTHBROOK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• B••••• • C•	P••••••• P••• C•••••• M••••••••• L••	Jan 3, 2019	Apr 12, 2001	-6,475	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• P••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 12, 2001 to presentfactForm ADV
→ H••• B••••• • C•Registered adviserregistration: previous registration
Mar 21, 2000 to Jan 3, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c615ccb-3d2d-8b5b-b85e-c4850a660c42
First observed: Mar 21, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.