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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 8, 2019 | n/a | yes | HOUSTON, TX|PLYMOUTH, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 30, 2021 | Apr 9, 2021 | no | HOUSTON, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 8, 2018 | Jul 17, 2019 | no | Sugar Land, TX | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Jul 16, 2016 | Dec 15, 2017 | no | HOUSTON, TX|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Apr 9, 2021 | n/a | n/a | Departure no registered destination | Departure |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jul 17, 2019 | Aug 8, 2019 | 22 | Firm change | Ibd to ibd |
| FISHER INVESTMENTS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 15, 2017 | Mar 8, 2018 | 83 | Firm change | Other |