DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FIRESIDE CAPITAL ADVISORS INC.

CRD 175021

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c6bf78b-228e-d07c-9ffe-8ff94df4bc0f

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2015 to Mar 22, 2024
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $262MItem 5.F on the latest filing (2024-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $165M
Private client RAUM: $176MderivedItem 5.D individuals plus high net worth individuals
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 373
Individual clients: 99
High net worth clients: 44
Custody, client assets: $37.9M
SEC number: 801-107581
CRD: 175021
Filings on the tape: 21
First filed: Feb 18, 2015
Latest filed: Mar 22, 2024
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PENNER, JOSEPH, STEPHEN	PRESIDENT AND CCO	E	yes	02/2015	Feb 18, 2015	Mar 22, 2024
DWIGHT, TIMOTHY, LAWRENCE	INVESTMENT ADVISOR REPRESENTATIVE	B	no	12/2021	Nov 15, 2022	Mar 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 22, 2024	$262M	$165M	3	2	0	n/a	n/a
2022	Mar 6, 2023	$233M	$148M	3	2	0	n/a	n/a
2021	Mar 23, 2022	$246M	$160M	3	2	0	n/a	n/a
2020	Mar 18, 2021	$234M	$152M	3	2	1	n/a	n/a
2019	Mar 27, 2020	$195M	$119M	3	2	1	n/a	n/a
2018	Mar 28, 2019	$172M	$105M	3	2	1	n/a	n/a
2017	Mar 26, 2018	$147M	$82.2M	2	1	1	n/a	n/a
2016	Mar 30, 2017	$130M	$76.0M	3	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$262M	$233M	12.7%	$234M	3.8%	3	3	0	0

Relationships

Controls (1)

← PENNER, JOSEPH, STEPHENOwnerPRESIDENT AND CCO, ownership code E, individual
Feb 18, 2015 to presentfactForm ADV

Owns (1)

← DWIGHT, TIMOTHY, LAWRENCEOwnerINVESTMENT ADVISOR REPRESENTATIVE, ownership code B, individual
Nov 15, 2022 to presentfactForm ADV

Registered with (2)

← JOSEPH STEPHEN PENNERAdvisorregistration: previous registration
Mar 12, 2015 to Jun 21, 2024factForm ADV
← TIMOTHY LAWRENCE DWIGHTAdvisorregistration: previous registration
Aug 9, 2018 to Jun 4, 2024factForm ADV

Dated events

Occurred
Feb 18, 2015
First Form ADV filing
Fireside Capital Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c6bf78b-228e-d07c-9ffe-8ff94df4bc0f
First observed: Feb 18, 2015
Last observed: Mar 22, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRESIDE CAPITAL ADVISORS INC.

CRD 175021

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c6bf78b-228e-d07c-9ffe-8ff94df4bc0f

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PENNER, JOSEPH, STEPHEN

PRESIDENT AND CCO

yes

02/2015

Feb 18, 2015

Mar 22, 2024

DWIGHT, TIMOTHY, LAWRENCE

INVESTMENT ADVISOR REPRESENTATIVE

12/2021

Nov 15, 2022

Mar 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 22, 2024

$262M

$165M

n/a

2022

Mar 6, 2023

$233M

$148M

n/a

2021

Mar 23, 2022

$246M

$160M

n/a

2020

Mar 18, 2021

$234M

$152M

n/a

2019

Mar 27, 2020

$195M

$119M

n/a

2018

Mar 28, 2019

$172M

$105M

n/a

2017

Mar 26, 2018

$147M

$82.2M

n/a

2016

Mar 30, 2017

$130M

$76.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$262M

$233M

12.7%

$234M

3.8%