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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

Shirin Rastegar

Advisor at U.S. BANCORP ADVISORS, LLC

Irvine, CA

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Search this name across graphsid dfx:ria:3c77ce29-a9fa-c1f5-5ec4-6a81aa22eef7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 5, 2007
First registration: Aug 6, 2015
Dual registered: yes, broker-dealer
Other names: Shirin R Azimi
IAPD individual key: 5040577

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Irvine, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Dec 5, 2025	Feb 13, 2026	no	IRVINE, CA\|Irvine, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 6, 2017	Sep 16, 2025	no	La Canada-Flintridge, CA\|Rolling Hills Estates, CA\|La Canada-Flintridge, CA\|Newbury Park, CA\|FRESNO, CA\|Fort Mill, SC\|San Antonio, TX\|COSTA MESA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|Santa Ana, CA	Previous registration
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Aug 6, 2015	Aug 16, 2016	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	U.S. BANCORP INVESTMENTS, INC.	Sep 16, 2025	Dec 5, 2025	80	Firm change	Ibd to ibd
SORRENTO PACIFIC FINANCIAL, LLC	CITIGROUP GLOBAL MARKETS INC.	Aug 16, 2016	Dec 6, 2017	477	Firm change after gap	Other

Relationships

Registered with (4)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 5, 2025 to Feb 13, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 6, 2017 to Sep 16, 2025factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Aug 6, 2015 to Aug 16, 2016factForm ADV

Dated events

Occurred
Sep 16, 2025
Advisor changed firm
Shirin Rastegar left Citigroup Global Markets Inc. for U.S. Bancorp Investments, Inc. (registered 2025-12-05)
Form ADVobserved 5 days ago