DFX Intelligence

R••••• L•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R••••• L•••• B••••

Advisor at L•• F•••••••• L••

WESTLAKE VILLAGE, CA | EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:3c7d780a-09bc-74b7-d5f9-331527e9e4f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2025	n/a	yes	EL SEGUNDO, CA\|WESTLAKE VILLAGE, CA	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Jul 28, 2023	May 1, 2025	no	ROCKVILLE, MD\|Scottsdale, AZ\|El Segundo, CA\|Westlake, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• P•••• A•••••••• L••	L•• F•••••••• L••	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
E••••• J••••	G•••• P•••• A•••••••• L••	Jul 28, 2023	Jul 28, 2023

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ G•••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Jul 28, 2023 to May 1, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 16, 2015 to Jul 28, 2023factForm ADV

Dated events

Occurred
Jul 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c7d780a-09bc-74b7-d5f9-331527e9e4f7
First observed: Oct 16, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.