DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

TREY Phillip STERN

Advisor at EDWARD JONES

Sarasota, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c7eac10-1bef-83ec-d64b-3a965a617f4c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 9, 2019
First registration: Aug 13, 2019
Dual registered: yes, broker-dealer
Other names: TREY PHILLIP STERN|TREY STERN|Trey P Stern
IAPD individual key: 7099653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Aug 24, 2026	n/a	yes	Sarasota, FL	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Aug 11, 2026	no	SARASOTA, FL\|SARASOTA, FL\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 7, 2022	Mar 31, 2025	no	SARASOTA, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 20, 2021	Mar 31, 2022	no	Oak Brook, IL\|Sarasota, FL	Previous registration
EDWARD JONES	National bd RIA	Aug 13, 2019	Mar 23, 2021	no	ST LOUIS, MO\|Bradenton, FL\|St. Louis, MO\|Maryland Heights, MO\|Sarasota, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	EDWARD JONES	Aug 11, 2026	Aug 24, 2026	13	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 31, 2022	Jun 7, 2022	68	Firm change	Ibd to ibd
EDWARD JONES	CHARLES SCHWAB & CO., INC.	Mar 23, 2021	Apr 20, 2021	28	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 13, 2019 to Mar 23, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Aug 11, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 7, 2022 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 20, 2021 to Mar 31, 2022factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Trey Phillip Stern left Strategic Advisers Llc for Edward Jones (registered 2026-08-24)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Trey Phillip Stern left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2022-06-07)
Form ADVobserved 5 days ago