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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 15, 2017 | n/a | yes | ST. LOUIS, MO | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | May 3, 2022 | Aug 24, 2026 | no | ST. LOUIS, MO | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Mar 2, 2017 | Sep 19, 2017 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | n/a | Aug 24, 2026 | n/a | n/a | Departure no registered destination | Departure |
| SCOTTRADE INVESTMENT MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 19, 2017 | Dec 15, 2017 | 87 | Firm change | Other |