DFX Intelligence

B••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

B••••••• C•••••• M••••••••• L•

CRD 312900

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c8941c1-c99d-5b64-63bc-a97a2d923d55

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 1
Observed: Feb 4, 2021 to Mar 24, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

B••••••• C•••••• M••••••••• L•

Family office · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.42 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $49.3M••• Locked
Discretionary RAUM: $49.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••• G••••••••• F•••• L•	Hedge Fund	$35.7M	Jun 4, 2024	54	Jul 2, 2021	dropped	021-403108
B••••••• P••••••• F•••• L•	Hedge Fund	$20.7M	Mar 24, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••• L••	GENERAL PARTNER	Na	yes	02/2021	Feb 4, 2021	Jun 4, 2024
P••••••• E•••• S•••••	CHIEF ANALYTICS OFFICER	A	yes	02/2021	Jul 2, 2021	Jun 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• C•••••• A•••••••• L••	n/a	Asset manager	$187M	Y	yes	n/a
B••••••• G••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$49.3M	$125M	-60.6%	$185M	-35.6%	3	4	0	0

Relationships

Affiliated with (2)

→ B••••••• C•••••• A•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← B••••••• C•••••• A•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Advises (2)

→ B••••••• P••••••• F•••• L•Private fundHedge Fund, IA
Aug 16, 2022 to presentfactForm ADV
→ B••••••• G••••••••• F•••• L•

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 24, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 24, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$35.7M
Occurred
Jul 2, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c8941c1-c99d-5b64-63bc-a97a2d923d55
First observed: Feb 4, 2021
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.