DFX Intelligence

S••••• A••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

S••••• A••••• M••••••

Advisor at M•••••• W••••• M••••••••• L••

WELLINGTON, FL

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Search this name across graphsid dfx:ria:3c917e44-8ef0-fcf0-6039-ce74e70853e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L••	Independent wealth	Jun 29, 2012	n/a	yes	WELLINGTON, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 15, 2007	Aug 31, 2012	no	JUPITER, FL\|BOYNTON BEACH, FL\|W. PALM BEACH, FL\|BOCA RATON, FL\|W PALM BEACH, FL\|FORT MILL, SC\|LAKE WORTH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•••••• W••••• M••••••••• L••	Aug 31, 2012	Jun 29, 2012	-63	Firm change after gap	Other
R•••••• J•••• F•••••••• S•••••••• I•••	L•• F•••••••• L••	Jun 18, 2007	Jun 15, 2007

Relationships

Registered with (3)

→ M•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 29, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 15, 2007 to Aug 31, 2012factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2003 to Jun 18, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c917e44-8ef0-fcf0-6039-ce74e70853e7
First observed: Feb 14, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.