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A•••••• S••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

A•••••• S••••• T•••••••

Advisor at R•••• I••••••••• A••••••• L••

KENTWOOD, MI | Sugarland, TX

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Search this name across graphsid dfx:ria:3c96118d-a9c0-0f24-ee00-a1e9adf3a26c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 12, 2019	n/a	yes	KENTWOOD, MI\|Sugarland, TX	Current employment
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Feb 8, 2019	Feb 27, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• I••••••••• N•••••• I•••	R•••• I••••••••• A••••••• L••	Feb 27, 2019	Mar 12, 2019	13	Firm change	Ibd to ibd
S••••• F•••••••• G•••• I••	M••••••• I••••••••• N•••••• I•••	Feb 15, 2019

Relationships

Registered with (5)

→ R•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 12, 2019 to presentfactForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration
Feb 8, 2019 to Feb 27, 2019factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Sep 1, 2016 to Feb 15, 2019factForm ADV
→ V•• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c96118d-a9c0-0f24-ee00-a1e9adf3a26c
First observed: Jul 25, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.