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Advisor at U.S. BANCORP ADVISORS, LLC
Saint Paul, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Saint Paul, MN | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 24, 2024 | Feb 13, 2026 | no | Saint Paul, MN|Apple Valley, MN | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Aug 6, 2021 | Aug 3, 2022 | no | WESTLAKE, TX | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Feb 28, 2020 | Apr 16, 2021 | no | GOLDEN VALLEY, MN|Burnsville, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | U.S. BANCORP INVESTMENTS, INC. | Aug 3, 2022 | May 24, 2024 | 660 | Firm change after gap | Ibd to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 16, 2021 | Aug 6, 2021 | 112 | Firm change | Ibd to ibd |