DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
DULUTH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 20, 2024 | n/a | yes | DULUTH, GA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 15, 2020 | Apr 26, 2024 | no | Watkinsville, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• F•••••••• L•• | Apr 26, 2024 | Jun 20, 2024 | 55 | Firm change | Ibd to ibd |
| P•••• S••••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 16, 2019 | Jan 15, 2020 |
| P•••• S••••••••• L•• | No RAUM reported | Aug 14, 2019 | Dec 16, 2019 | no | MYRTLE BEACH, SC|North Myrtle Beach, SC | Previous registration |
| M••••• S•••••• | Wirehouse | May 10, 2011 | Aug 6, 2018 | no | Tampa, FL|Plantation, FL | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Oct 21, 2008 | Feb 17, 2010 | no | BOONTON, NJ|BOONTON, NJ|ROSELAND, NJ|EAST HANOVER, NJ | Previous registration |
| 30 |
| Firm change |
| Ibd to ibd |
| M••••• S•••••• | P•••• S••••••••• L•• | Aug 6, 2018 | Aug 14, 2019 | 373 | Firm change | Wirehouse to ibd |
| C•••• I••••••••• S••••••• C•••• | M••••• S•••••• | Feb 17, 2010 | May 10, 2011 | 447 | Firm change after gap | Other |