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Advisor at KESTRA ADVISORY SERVICES, LLC
Lago Vista, TX | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 10, 2017 | n/a | yes | AUSTIN, TX|Lago Vista, TX | Current employment |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Sep 25, 2017 | Oct 16, 2017 | no | PORTLAND, OR|AUSTIN, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 25, 2016 | Sep 14, 2017 | no | Austin, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | KESTRA ADVISORY SERVICES, LLC | Oct 16, 2017 | Nov 10, 2017 | 25 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | M HOLDINGS SECURITIES, INC. | Sep 14, 2017 | Sep 25, 2017 | 11 | Firm change | Other |