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Advisor at COMMONWEALTH FINANCIAL NETWORK
Washington, IA | North Liberty, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 8, 2024 | n/a | yes | Washington, IA|North Liberty, IA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | Jul 17, 2024 | no | WASHINGTON, IA|CORALVILLE, IA | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Feb 27, 2006 | Nov 29, 2017 | no | CORALVILLE, IA|WASHINGTON, IA|CORALVILLE, IA|CORALVILLE, IA|DAVENPORT, IA|GENEVA, IL|CORALVILLE, IA|ELBURN, IL|MOLINE, IL|ROCK ISLAND, IL|Albany, IL|hillsdale, IL|Erie, IL|Port Byron, IL | Previous registration |
| EAGLE ONE INVESTMENTS, LLC | n/a | Jun 17, 2003 | Mar 24, 2006 | no | WILLIAMSBURG, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 17, 2024 | Jul 8, 2024 | -9 | Firm change | Ibd to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | LPL FINANCIAL LLC | Nov 29, 2017 | Nov 29, 2017 | 0 | Bulk transfer | Other |
| EAGLE ONE INVESTMENTS, LLC | INVESTMENT CENTERS OF AMERICA, INC. | Mar 24, 2006 | Feb 27, 2006 | -25 | Firm change | Other |