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Advisor at LPL ENTERPRISE, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | HOUSTON, TX|HOUSTON, TX | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 1, 2020 | Nov 14, 2024 | no | HOUSTON, TX|Houston, TX | Previous registration |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | State registered | Jan 13, 2012 | May 28, 2020 | no | HOUSTON, TX | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Apr 2, 2007 | May 1, 2020 | no | HOUSTON, TX | Previous registration |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | State registered | Jan 1, 2006 | Dec 31, 2011 | no | HOUSTON, TX | Previous registration |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | State registered | Sep 20, 2002 | Dec 31, 2005 | no | HOUSTON, TX | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | May 15, 2002 | Mar 29, 2007 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | PRUCO SECURITIES, LLC | May 28, 2020 | Jun 1, 2020 | 4 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | May 1, 2020 | Jan 13, 2012 | -3,031 | Firm change after gap | Ibd to state RIA |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | HORNOR, TOWNSEND & KENT, LLC | Dec 31, 2011 | Apr 2, 2007 | -1,734 | Firm change after gap | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | Mar 29, 2007 | Sep 20, 2002 | -1,651 | Firm change after gap | Other |