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A•••• Y•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

A•••• Y•••• M••••••••

Advisor at A•••••• W••••• M••••••••• L••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:3ccd51eb-f1be-ec55-8ca5-bd883087ec91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Feb 4, 2018	n/a	yes	CHAPEL HILL, NC	Current employment
G••••••• P••••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Nov 29, 2017	Feb 1, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• P••••• P•••••• W••••• M••••••••• L••	A•••••• W••••• M••••••••• L••	Feb 1, 2018	Feb 4, 2018	3	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 4, 2018 to presentfactForm ADV
→ G••••••• P••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Feb 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ccd51eb-f1be-ec55-8ca5-bd883087ec91
First observed: Nov 29, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.