This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 30, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Jan 30, 2004

First registration

Apr 9, 2004

Dual registered

yes, broker-dealer

Other names

JOSEPH TORTIS|JOSEPH FRANCIS TORTIS

IAPD individual key

4736203

• Occurred

  Aug 10, 2022
  Advisor changed firm

  Joseph Francis Tortis left Mml Investors Services, Llc for Commonwealth Financial Network (registered 2022-08-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3cd5c997-8bc4-80eb-e383-7150a8b7f7f9

First observed

Apr 9, 2004

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.