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Advisor at PRIME CAPITAL FINANCIAL
Little Rock, AR | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | May 13, 2019 | n/a | yes | Little Rock, AR|OVERLAND PARK, KS | Current employment |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Oct 4, 2017 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCOTTRADE INVESTMENT MANAGEMENT | PRIME CAPITAL FINANCIAL | Mar 8, 2018 | May 13, 2019 | 431 | Firm change after gap | Other |