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Advisor at WELLS FARGO ADVISORS
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 12, 2024 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 22, 2014 | Apr 16, 2024 | no | Los Angeles, CA|Marina Del Rey, CA|Ojai, CA | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Nov 29, 2011 | Oct 2, 2014 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Apr 16, 2024 | Apr 12, 2024 | -4 | Firm change | Wirehouse to wirehouse |
| BARCLAYS CAPITAL INC. | MORGAN STANLEY | Oct 2, 2014 | Sep 22, 2014 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:CA:2024-04-16 | Apr 16, 2024 | Apr 12, 2024 | OJAI, CA | Firm change |