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Advisor at TRUIST ADVISORY SERVICES, INC.
CHARLESTON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Mar 2, 2021 | n/a | yes | CHARLESTON, WV | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Oct 9, 2020 | Mar 2, 2021 | no | CHARLESTON, WV|RICHMOND, VA | Previous registration |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jul 28, 2015 | Sep 28, 2020 | no | MYRTLE BEACH, SC|DALLAS, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 20, 2015 | no | CHARLESTON, WV | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 7, 2005 | Jun 1, 2009 | no | CHARLESTON, WV|CHARLESTON, WV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jun 7, 2005 | no | CHARLESTON, WV | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jun 24, 2002 | Jul 1, 2003 | no | CHARLESTON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Mar 2, 2021 | Mar 2, 2021 | 0 | Bulk transfer | Ibd to ibd |
| PROSPERA FINANCIAL SERVICES, INC. | BB&T SECURITIES, LLC | Sep 28, 2020 | Oct 9, 2020 | 11 | Firm change | RIA to ibd |
| MORGAN STANLEY | PROSPERA FINANCIAL SERVICES, INC. | Aug 20, 2015 | Jul 28, 2015 | -23 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Jun 7, 2005 | Jun 7, 2005 | 0 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |