DFX Intelligence

G••••• W•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

G••••• W•••••• K••••••

Advisor at K•• I••••••••• S••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	BROOKLYN, OH\|HUDSON, OH\|MACEDONIA, OH	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Apr 22, 2025	Jun 27, 2026	no	Richfield, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	K•• I••••••••• S••••••• L••	Jun 27, 2026	Jul 14, 2026	17	Firm change	Other
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Apr 22, 2025	Apr 22, 2025

Relationships

Registered with (3)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 22, 2025 to Jun 27, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 30, 2016 to Apr 22, 2025factForm ADV

Dated events

Order

Occurred
27 Jun 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 30, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.