DFX Intelligence

P•••• • B•••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P•••• • B•••• F••••••••

P•••• & B•••• COMPANY, CRD 170020

LA MESA, CA

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Search this name across graphsid dfx:ria:3cf8c3da-7178-f6ca-7c81-a4876a6298f8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Apr 4, 2014 to Mar 31, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $412M••• Locked
Discretionary RAUM: $412M
Private client RAUM: $409Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $103Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• W•••••• B••••	Certified Financial Planner	LA MESA, CA	2	41	1	yes
A••••• W•••••••	Certified Financial Planner	LA MESA, CA	2	16	1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••••• V•••••• L•••	Partner	D	yes	05/2014	Apr 4, 2014	Mar 21, 2024
W•••••••• A•••••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	yes	01/2021	Jan 28, 2021	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$412M	$364M	13.2%	$275M	14.4%	4	4	0	0

Relationships

Registered with (4)

← V••••• L••• P•••••••••Advisorregistration: previous registration
May 5, 2014 to Dec 31, 2023factForm ADV
← C••••• S•••• B••••••Advisorregistration: current employment
Jul 29, 2024 to presentfactForm ADV
← P••• W•••••• B••••Advisorregistration: previous registration
May 5, 2014 to Dec 31, 2023factForm ADV
← A••••• W•••••••

Dated events

Occurred
Jan 28, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 28, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 4, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cf8c3da-7178-f6ca-7c81-a4876a6298f8
First observed: Apr 4, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.