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J••••• D•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J••••• D•••• C•••••

Advisor at E•••••• E••••• L••

Corona Del Mar, CA | SAN MATEO, CA

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Search this name across graphsid dfx:ria:3d01752a-cf0a-45e1-1414-fb6b33923476

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Nov 13, 2015	n/a	yes	Corona Del Mar, CA\|SAN MATEO, CA	Current employment
S••	Bd affiliated wealth	Jan 12, 2015	Nov 13, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••	E•••••• E••••• L••	Nov 13, 2015	Nov 13, 2015	0	Firm change	Other
P•••• S••••••••• L••	S••	Jan 16, 2015	Jan 12, 2015

Relationships

Registered with (3)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Nov 13, 2015 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Jan 12, 2015 to Nov 13, 2015factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2014 to Jan 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d01752a-cf0a-45e1-1414-fb6b33923476
First observed: Feb 25, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.