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Advisor at CWM, LLC
OMAHA, NE | Sioux Falls, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Feb 18, 2020 | n/a | yes | Sioux Falls, SD|OMAHA, NE | Current employment |
| FREEDOM FINANCIAL COUNSELING, INC. | n/a | Feb 9, 2016 | Feb 13, 2020 | no | HARTFORD, SD | Previous registration |
| FREEDOM FINANCIAL COUNSELING, INC. | n/a | Feb 21, 2012 | Dec 31, 2015 | no | SIOUX FALLS, SD | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 5, 2010 | Jan 17, 2012 | no | SIOUX FALLS, SD | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Feb 9, 2009 | Dec 2, 2009 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FREEDOM FINANCIAL COUNSELING, INC. | CWM, LLC | Feb 13, 2020 | Feb 18, 2020 | 5 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FREEDOM FINANCIAL COUNSELING, INC. | Jan 17, 2012 | Feb 21, 2012 | 35 | Firm change | Other |
| ONEAMERICA SECURITIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 2, 2009 | Jan 5, 2010 | 34 | Firm change | Other |