DFX Intelligence

R••••• P••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

R••••• P••• P•••••

Advisor at C•••••••• G••••• M•••••• I•••

Brielle, NJ | New York, NY

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Search this name across graphsid dfx:ria:3d0c6ca3-f65b-78c3-8177-65afad14a141

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	n/a	yes	New York, NY\|Brielle, NJ	Current employment
C••••••• I••••••••• S•••••••	n/a	Sep 19, 2006	May 29, 2007	no	NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• I••••••••• S•••••••	C•••••••• G••••• M•••••• I•••	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (2)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
May 29, 2007 to presentfactForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Sep 19, 2006 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d0c6ca3-f65b-78c3-8177-65afad14a141
First observed: Sep 19, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.