DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• F•••••••• A•••••••
HUNTSVILLE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• F•••••••• A••••••• | State registered | Sep 3, 2024 | n/a | yes | HUNTSVILLE, AL | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jan 25, 2021 | Sep 20, 2024 | no | HUNTSVILLE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | B••••••••• F•••••••• A••••••• | Sep 20, 2024 | Sep 3, 2024 | -17 | Firm change | Ibd to state RIA |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | R•••••• J•••• • A••••••••• I••• | Dec 24, 2020 | Jan 25, 2021 |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 23, 2020 | Dec 24, 2020 | no | Hiawassee, GA | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 23, 2019 | Jan 22, 2020 | no | Thompson's Station, TN|ST. PETERSBURG, FL|Gardendale, AL | Previous registration |
| 32 |
| Firm change |
| Ibd to ibd |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 22, 2020 | Jan 23, 2020 | 1 | Firm change | Ibd to ibd |