DFX Intelligence

D•••••• B•••• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

D•••••• B•••• Z•••••

Advisor at L•• F•••••••• L••

WILMINGTON, NC

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Search this name across graphsid dfx:ria:3d106725-3e86-c6be-a9a8-25983ed22072

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 18, 2022	n/a	yes	WILMINGTON, NC	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jun 16, 2015	Apr 25, 2022	no	CHAPPAQUA, NY\|POUGHKEEPSIE, NY\|WILMINGTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	L•• F•••••••• L••	Apr 25, 2022	Apr 18, 2022	-7	Firm change	Ibd to RIA
B• R•••• W••••• A•••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Jun 12, 2015	Jun 16, 2015

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2015 to Apr 25, 2022factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 8, 2014 to Jun 12, 2015factForm ADV
→ A•••• • F•••••••• P•••••••• L••

Dated events

Occurred
Apr 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d106725-3e86-c6be-a9a8-25983ed22072
First observed: Aug 2, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.