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Advisor at EQUITABLE ADVISORS, LLC
BARNEGAT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 14, 2024 | n/a | yes | BARNEGAT, NJ | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 5, 2019 | Feb 16, 2024 | no | Toms River, NJ|Barnegat Township, NJ | Previous registration |
| SORRENTO PACIFIC FINANCIAL, LLC | Former SEC adviser | Feb 7, 2017 | Jun 25, 2019 | no | MANAHAWKIN, NJ|SAN DIEGO, CA|TOMS RIVER, NJ|MONROE TOWNSHIP, NJ|WHITTING, NJ|BARNEGAT, NJ|BAYVILLE, NJ|LITTLE EGG HARBOR, NJ|Brick, NJ | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 15, 2015 | Jan 27, 2017 | no | WALL TOWNSHIP, NJ | Previous registration |
| EDWARD JONES | National bd RIA | Jan 9, 2014 | Jan 9, 2015 | no | ST LOUIS, MO|Point Pleasant Beach, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EQUITABLE ADVISORS, LLC | Feb 16, 2024 | Feb 14, 2024 | -2 | Firm change | Ibd to ibd |
| SORRENTO PACIFIC FINANCIAL, LLC | PRUCO SECURITIES, LLC | Jun 25, 2019 | Jul 5, 2019 | 10 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | SORRENTO PACIFIC FINANCIAL, LLC | Jan 27, 2017 | Feb 7, 2017 | 11 | Firm change | Other |
| EDWARD JONES | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jan 9, 2015 | Apr 15, 2015 | 96 | Firm change | Other |