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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

KATHLEEN H HOSTY

Advisor at IHT WEALTH MANAGEMENT LLC

Oak Park, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:3d24edb9-9aba-12a2-891b-3ffcd207dc85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IHT WEALTH MANAGEMENT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 15, 2007
First registration: Oct 18, 2007
Dual registered: yes, broker-dealer
Other names: KATHLEEN HOURIHAN|KATHY HOSTY
IAPD individual key: 846153

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IHT WEALTH MANAGEMENT LLC	Bd affiliated wealth	Mar 29, 2019	n/a	yes	CHICAGO, IL\|Oak Park, IL	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Mar 30, 2017	Apr 4, 2019	no	Chicago, IL	Previous registration
MUELLER FINANCIAL SERVICES, INC.	n/a	May 21, 2013	Mar 28, 2017	no	ELGIN, IL	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Feb 22, 2013	Mar 30, 2017	no	ELGIN, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
WIPFLI HEWINS INVESTMENT ADVISORS LLC	Former SEC adviser	Jun 2, 2010	Feb 22, 2013	no	SAN MATEO, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	Jan 27, 2010	no	LIBERTYVILLE, IL\|MOUNT PROSPECT, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Feb 4, 2008	Oct 1, 2008	no	LIBERTYVILLE, IL\|MOUNT PROSPECT, IL\|LIBERTYVILLE, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 18, 2007	Dec 6, 2007	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	IHT WEALTH MANAGEMENT LLC	Apr 4, 2019	Mar 29, 2019	-6	Firm change	Ibd to RIA
1ST GLOBAL ADVISORS INC	MUELLER FINANCIAL SERVICES, INC.	Mar 30, 2017	May 21, 2013	-1,409	Firm change after gap	Other
MUELLER FINANCIAL SERVICES, INC.	INDEPENDENT FINANCIAL PARTNERS	Mar 28, 2017	Mar 30, 2017	2	Firm change	Other
WIPFLI HEWINS INVESTMENT ADVISORS LLC	1ST GLOBAL ADVISORS INC	Feb 22, 2013	Feb 22, 2013	0	Firm change	Other
J.P. MORGAN SECURITIES LLC	WIPFLI HEWINS INVESTMENT ADVISORS LLC	Jan 27, 2010	Jun 2, 2010	126	Firm change	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES INC.	Dec 6, 2007	Feb 4, 2008	60	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:171481:IL:2019-03-29	Apr 4, 2019	Mar 29, 2019	CHICAGO, IL	Firm change
111133:122914:IL:2017-03-30	Mar 30, 2017	May 21, 2013	CHICAGO, IL	Firm change after gap
122914:125112:IL:2017-03-28	Mar 28, 2017	Mar 30, 2017	ELGIN, IL	Firm change

Relationships

Registered with (8)

→ IHT WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Mar 29, 2019 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Mar 30, 2017 to Apr 4, 2019factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Feb 22, 2013 to Mar 30, 2017factForm ADV
→ MUELLER FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 21, 2013 to Mar 28, 2017factForm ADV
→ WIPFLI HEWINS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jun 2, 2010 to Feb 22, 2013factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Jan 27, 2010factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Feb 4, 2008 to Oct 1, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 18, 2007 to Dec 6, 2007factForm ADV

Dated events

No dated event names this entity yet.