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J••• C••••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

J••• C••••••••• S••••••

Advisor at M•• A••••••• S•••••••• L••

Minnetonka, MN | MAPLE GROVE, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A••••••• S•••••••• L••	Independent wealth	Jan 28, 2015	n/a	yes	MAPLE GROVE, MN\|Minnetonka, MN	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	Mar 6, 2015	Nov 2, 2018	no	MAPLE GROVE, MN\|Minnetonka, MN\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	n/a	Nov 2, 2018	n/a	n/a	Departure no registered destination	Departure
T•• C•••••• A••••••• G•••• A••••••• S•••••••• L••	M•• A••••••• S•••••••• L••	Apr 15, 2015	Jan 28, 2015	-77

Team moves

••• Locked

Team	Left	Joined	From	Kind
140551:174590:MN:2015-04-15	Apr 15, 2015	Jan 28, 2015	BLOOMINGTON, MN	Firm change after gap
30613:140551:MA:2015-03-11	Mar 11, 2015	Jan 13, 2014	LYNNFIELD, MA	Firm change after gap

Relationships

Registered with (6)

→ M•• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 28, 2015 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 6, 2015 to Nov 2, 2018factForm ADV
→ T•• C•••••• A••••••• G•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2014 to Apr 15, 2015factForm ADV
→ I•••••••• C•••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 6, 2006
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.