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CRD 174590
MAPLE GROVE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T••••• R•••• H••• | Chartered Financial Consultant | MAPLE GROVE, MN | 11 | 42 | 3 | yes |
| J••• C••••••••• S•••••• | Certified Financial Planner | Minnetonka, MN | MAPLE GROVE, MN | 11 | 24 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H•••• T•••••• R•••• | MANAGING MEMBER | D | yes | 01/2015 | Jan 13, 2015 | Mar 7, 2024 |
| H•••• T•••••• R•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2015 | Jan 13, 2015 | Mar 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•• I•••••••• A••••• | n/a | n/a | n/a | N | yes | n/a |
| T••••• R• H••• • A••••••••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Minnetonka | Mn | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $253M | $238M | 6.2% | $178M | 12.6% | 7 | 7 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T•• C•••••• A••••••• G•••• A••••••• S•••••••• L•• | 2 | Apr 15, 2015 | Jan 28, 2015 | BLOOMINGTON, MN | Team lift out | Other | 25.0% |
| yes |
| J•••••• R••••• S•••• | n/a | Minnetonka, MN | MAPLE GROVE, MN | 11 | 29 | 1 | yes |
| S••••• J•••• H••• | n/a | Minnetonka, MN | MAPLE GROVE, MN | 8 | 24 | 2 | yes |
| MANAGING MEMBER |
| E |
| yes |
| 01/2015 |
| Jan 13, 2015 |
| Mar 7, 2024 |
| S••••••• J•••• C••••••••• | MANAGING MEMBER | D | yes | 01/2015 | Jan 13, 2015 | Mar 7, 2024 |
| $253M |
| $173M |
| 7 |
| 7 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 7, 2025 | $238M | $162M | 7 | 7 | 1 | n/a | n/a |
| 2023 | Mar 7, 2024 | $205M | $143M | 6 | 6 | 1 | n/a | n/a |
| 2022 | Mar 7, 2023 | $178M | $123M | 6 | 6 | 1 | n/a | n/a |
| 2021 | Mar 7, 2022 | $203M | $140M | 6 | 6 | 1 | n/a | n/a |
| 2020 | Mar 9, 2021 | $179M | $126M | 7 | 6 | 1 | n/a | n/a |
| 2019 | Mar 11, 2020 | $153M | $107M | 8 | 6 | 1 | n/a | n/a |
| 2018 | Mar 12, 2019 | $129M | $89.0M | 8 | 6 | 1 | n/a | n/a |
| 2017 | Mar 15, 2018 | $144M | $104M | 4 | 4 | 1 | n/a | n/a |
| 2016 | Mar 23, 2017 | $144M | $90.8M | 4 | 4 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $133M | $99.2M | 6 | 4 | n/a | n/a | n/a |