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M•••••• J•••• S•••••••, CRD 173049
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M•••••• J•••• S••••••• | Owner | E | yes | 06/2010 | Sep 26, 2014 | Oct 18, 2019 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Feb 1, 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $700,000 | $1.5M | -53.3% | $1.8M | -26.3% | 1 | 1 | 0 | 0 |
| $700,000 |
| $700,000 |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2017 | Jan 29, 2018 | $1.5M | $1.5M | 1 | 1 | 0 | n/a | n/a |
| 2016 | Feb 8, 2017 | $1.5M | $1.5M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Jan 21, 2016 | $1.8M | $1.8M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Feb 2, 2015 | $350,000 | $350,000 | 1 | 1 | n/a | n/a | n/a |