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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
COLUMBIA, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 16, 2015 | n/a | yes | COLUMBIA, MO | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 30, 2013 | Mar 27, 2015 | no | COLUMBIA, MO | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 31, 2007 | Feb 5, 2013 | no | SPRINGFIELD, MO|COLUMBIA, MO|COLUMBIA, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 27, 2015 | Apr 16, 2015 | 20 | Firm change | Other |
| WADDELL & REED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 5, 2013 | Jan 30, 2013 | -6 | Firm change | Other |