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Advisor at LPL FINANCIAL LLC
LEES SUMMIT, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 13, 2022 | n/a | yes | LEES SUMMIT, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 7, 2010 | Apr 18, 2022 | no | OVERLAND PARK, KS|LEES SUMMIT, MO | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 13, 2010 | no | OVERLAND PARK, KS | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 12, 2001 | Jun 1, 2009 | no | LEAWOOD, KS|LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Apr 18, 2022 | Apr 13, 2022 | -5 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jan 13, 2010 | Jan 7, 2010 | -6 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6413:MO:2022-04-18 | Apr 18, 2022 | Apr 13, 2022 | LEES SUMMIT, MO | Firm change |