DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
WEST LINN, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | WEST LINN, OR | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|WEST LINN, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | May 21, 2015 | Jul 13, 2018 | no | TIGARD, OR | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | Apr 20, 2015 | no | BEAVERTON, OR|PORTLAND, OR|PORTLAND, OR|HILLSBORO, OR | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | May 1, 2012 | Oct 1, 2012 | no | PORTLAND, OR|PORTLAND, OR|BEAVERTON, OR | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| J••• M••••• S••••••••• L•• | S•••••••• A••••••• L•• | Apr 20, 2015 | May 21, 2015 | 31 | Firm change | Wirehouse to ibd |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |