DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPOWER ADVISORY GROUP, LLC
Trumbull, CT | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Oct 30, 2024 | n/a | yes | GREENWOOD VILLAGE, CO|Trumbull, CT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 25, 2016 | Sep 20, 2016 | no | MANCHESTER, CT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 7, 2013 | Aug 5, 2014 | no | RUTLAND, VT|SAN DIEGO, CA | Previous registration |
| AST INVESTMENT SERVICES, INC. | Asset manager | Mar 20, 2006 | May 8, 2013 | no | SHELTON, CT | Previous registration |
| AMERICAN SKANDIA ADVISORY SERVICES, INC. | n/a | Feb 26, 2003 | Mar 24, 2004 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EMPOWER ADVISORY GROUP, LLC | Sep 20, 2016 | Oct 30, 2024 | 2,962 | Firm change after gap | Other |
| AST INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | May 8, 2013 | Aug 7, 2013 | 91 | Firm change | Other |
| AMERICAN SKANDIA ADVISORY SERVICES, INC. | AST INVESTMENT SERVICES, INC. | Mar 24, 2004 | Mar 20, 2006 | 726 | Firm change after gap | Other |