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Advisor at DOMINARI SECURITIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOMINARI SECURITIES LLC | Independent wealth | Apr 13, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 29, 2024 | Jul 22, 2025 | no | NEW YORK, NY|New York, NY|new york, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | DOMINARI SECURITIES LLC | Jul 22, 2025 | Apr 13, 2026 | 265 | Firm change | Wirehouse to RIA |