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Reading the graph
Advisor at MORGAN STANLEY
Pepper Pike, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 9, 2017 | n/a | yes | Pepper Pike, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2007 | May 13, 2009 | no | WEEHAWKEN, NJ | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Oct 18, 1999 | Feb 9, 2007 | no | CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | May 13, 2009 | Aug 9, 2017 | 3,010 | Firm change after gap | Wirehouse to wirehouse |
| KEYBANC CAPITAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 9, 2007 | Feb 9, 2007 | 0 | Bulk transfer | Other |