DFX Intelligence

F•••• U••••• L••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

F•••• U••••• L••••• A•••••••

F•••• U••••• L••••• A••••••• LLC, CRD 324254

OAKLAND, MD

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Search this name across graphsid dfx:ria:3d424655-b28c-6278-9b6e-71002bdd8278

Data as of Jan 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2022 to Jan 3, 2023
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• U••••• C•••••••••	Owner	E	yes	11/2022	Nov 21, 2022	Jan 3, 2023
W•••• J•••••••• J•••••	PRESIDENT, CEO, CCO	Na	yes	11/2022	Nov 21, 2022	Jan 3, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• U••••• C•••••••••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Relationships

Controls (2)

← W•••• J•••••••• J•••••OwnerPRESIDENT, CEO, CCO, ownership code NA, individual
Nov 21, 2022 to presentfactForm ADV
← F•••• U••••• C•••••••••OwnerOWNER, ownership code E, domestic entity
Nov 21, 2022 to presentfactForm ADV

Dated events

Occurred
Nov 21, 2022
Ria f•••• adv filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d424655-b28c-6278-9b6e-71002bdd8278
First observed: Nov 21, 2022
Last observed: Jan 3, 2023 45 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.