DFX Intelligence

C••••••••• J••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C••••••••• J••••••• L••••••

Advisor at P••••••• I••••••••• I•••

SHELTON, CT

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Search this name across graphsid dfx:ria:3d461492-6628-256b-7cb1-ddd53e2438b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• I••••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• I••••••••• I•••	Institutional manager	Jan 24, 2017	n/a	yes	SHELTON, CT	Current employment
T• W••••• M••••••••• S••••••• I•••	n/a	Jan 18, 2006	Aug 17, 2007	no	PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• W••••• M••••••••• S••••••• I•••	P••••••• I••••••••• I•••	Aug 17, 2007	Jan 24, 2017	3,448	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• I••••••••• I•••Registered adviserregistration: current employment
Jan 24, 2017 to presentfactForm ADV
→ T• W••••• M••••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 18, 2006 to Aug 17, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d461492-6628-256b-7cb1-ddd53e2438b9
First observed: Jan 18, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.