DFX Intelligence

T•••• M• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T•••• M• B••••••

Advisor at E••••• J••••

Cypress, TX | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d4adfdd-4b36-b3e7-4b7d-9aae55f8d098

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 7, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Apr 17, 2026	n/a	yes	Cypress, TX\|ST. LOUIS, MO	Current employment
T•• G•••• L••	State registered	Nov 6, 2025	Apr 13, 2026	no	HOUSTON, TX\|Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• G•••• L••	E••••• J••••	Apr 13, 2026	Apr 17, 2026	4	Firm change	Other
E••••• J••••	T•• G•••• L••	Oct 3, 2025	Nov 6, 2025

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
Dec 7, 2023 to Oct 3, 2025factForm ADV
→ T•• G•••• L••Registered adviserregistration: previous registration
Nov 6, 2025 to Apr 13, 2026factForm ADV

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
T•••• M• B•••••• left T•• G•••• L•• for E••••• J•••• (registered 2026-04-17)
Form ADVobserved 7 days ago
Occurred
Oct 3, 2025
Advisor changed firm
T•••• M• B•••••• left E••••• J•••• for T•• G•••• L•• (registered 2025-11-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d4adfdd-4b36-b3e7-4b7d-9aae55f8d098
First observed: Dec 7, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.