DFX Intelligence

B•••• S••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

B•••• S••••• G•••

Advisor at M••••• S••••••

Seattle, WA

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Search this name across graphsid dfx:ria:3d4d89e7-2ce8-f174-91b7-0cd6e99327e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 29, 2016	n/a	yes	Seattle, WA\|Seattle, WA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	May 10, 2016	no	SEATTLE, WA\|FREELAND, WA\|TACOMA, WA\|SEQUIM, WA\|SEATAC, WA\|PORT ORCHARD, WA\|LAKEWOOD, WA\|GIG HARBOR, WA\|VASHON, WA\|UNIVERSITY PLACE, WA\|SILVERDALE, WA\|POULSBO, WA\|PORT ORCHARD, WA\|GIG HARBOR, WA\|EVERETT, WA\|EVERETT, WA\|LAKE S•••••S, WA\|MOUNT VERNON, WA\|BELLINGHAM, WA\|BOTHELL, WA\|BELLINGHAM, WA\|OLYMPIA, WA\|FEDERAL WAY, WA\|OLYMPIA, WA\|ABERDEEN, WA\|DES MOINES, WA\|CHEHALIS, WA\|BURIEN, WA\|BREMERTON, WA\|RENTON, WA\|BAINBRIDGE ISLAND, WA\|TACOMA, WA\|LYNNWOOD, WA\|SEATTLE, WA\|KENMORE, WA\|EVERETT, WA\|PORT ANGELES, WA\|UNIVERSITY PLACE, WA\|FEDERAL WAY,, WA\|STANWOOD, WA\|SNOHOMISH, WA\|EVERETT, WA\|ARLINGTON, WA\|BELLINGHAM, WA\|TUMWATER, WA\|TACOMA, WA\|PORT TOWNSEND, WA\|LACEY, WA\|KENT, WA\|ARLINGTON, WA\|EVERETT, WA\|EVERETT, WA\|BELFAIR, WA\|FEDERAL WAY, WA\|TACOMA, WA\|TACOMA, WA\|BURIEN, WA\|LACEY, WA\|BREMERTON, WA\|LACEY, WA\|FEDERAL WAY, WA\|DES MOINES, WA\|LYNNWOOD, WA\|MONROE, WA\|FERNDALE, WA\|BURLINGTON, WA\|MARYSVILLE, WA\|MILL CREEK, WA\|LAKE FOREST PARK, WA\|MUKILTEO, WA\|BELLINGHAM, WA\|LYNNWOOD, WA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	M••••• S••••••	May 10, 2016	Apr 29, 2016	-11	Firm change	Wirehouse to wirehouse
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:149777:WA:2016-05-10	May 10, 2016	Apr 29, 2016	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 29, 2016 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to May 10, 2016factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 1, 2012factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d4d89e7-2ce8-f174-91b7-0cd6e99327e3
First observed: Dec 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

C•••• I••••••••• S••••••• C••••

Former SEC adviser

Jul 6, 2005

Oct 1, 2012

Previous registration