DFX Intelligence

T••••• Q••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

T••••• Q••• T•••

Advisor at U•• A•••••••

Seattle, WA

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Search this name across graphsid dfx:ria:3d51599a-d729-c545-8a13-f1276613ed25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••••••	Institutional manager	Apr 27, 2017	n/a	yes	Seattle, WA	Current employment
K••••• • P••••••• H•••••• C••••••	Former SEC adviser	Oct 6, 2005	May 1, 2017	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• • P••••••• H•••••• C••••••	U•• A•••••••	May 1, 2017	Apr 27, 2017	-4	Firm change	Other
K••••• • P•••••••• I•••	K••••• • P••••••• H•••••• C••••••	Dec 15, 2003	Oct 6, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
127672:108113:WA:2017-05-01	May 1, 2017	Apr 27, 2017	SEATTLE, WA	Firm change

Relationships

Registered with (3)

→ U•• A•••••••Registered adviserregistration: current employment
Apr 27, 2017 to presentfactForm ADV
→ K••••• • P••••••• H•••••• C••••••Registered adviserregistration: previous registration
Oct 6, 2005 to May 1, 2017factForm ADV
→ K••••• • P•••••••• I•••Registered adviserregistration: previous registration
Jun 25, 2001 to Dec 15, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d51599a-d729-c545-8a13-f1276613ed25
First observed: Jun 25, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.