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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

BRYAN LE

Advisor at WELLS FARGO ADVISORS

SAN JOSE, CA

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Search this name across graphsid dfx:ria:3d533178-514a-e388-8d20-6dc60b3563e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 18, 2015
First registration: Sep 26, 2017
Dual registered: yes, broker-dealer
Other names: HUNG LE
IAPD individual key: 6432037

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 29, 2025	n/a	yes	SAN JOSE, CA\|SAN JOSE, CA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jul 31, 2025	no	CAMPBELL, CA\|SAN JOSE, CA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 26, 2024	Mar 31, 2025	no	CAMPBELL, CA	Previous registration
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Dec 22, 2023	no	CUPERTINO, CA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Sep 26, 2017	Sep 5, 2023	no	Cupertino, CA\|ARLINGTON, VA\|Cupertino, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	WELLS FARGO ADVISORS	Jul 31, 2025	Jul 29, 2025	-2	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 22, 2023	Mar 26, 2024	95	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:19616:MA:2025-07-17	Jul 31, 2025	Jul 29, 2025	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 29, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jul 31, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 26, 2024 to Mar 31, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to Dec 22, 2023factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 26, 2017 to Sep 5, 2023factForm ADV

Dated events

Occurred
Jul 31, 2025
Advisor changed firm
Bryan Le left Strategic Advisers Llc for Wells Fargo Advisors (registered 2025-07-29)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Bryan Le left Morgan Stanley for Fidelity Personal And Workplace Advisors (registered 2024-03-26)
Form ADVobserved 4 days ago